Spartan Capital Lawsuit: An In-Depth Review Of A Comprehensive Brokerage Firm
Spartan Capital Securities, LLC (CRD# 146251) is an independent broker-dealer that provides a wide array of financial services to both individual investors and financial advisors. As a registered entity, Spartan Capital is subject to regulations set forth by the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). However, the firm has…